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GAINES v. FINANCIAL PLANNING CONSULTANTS

No. 62016.

857 S.W.2d 430 (1993)

Helen Freund GAINES, Respondent, v. FINANCIAL PLANNING CONSULTANTS, INC., and Gary Clermont, Appellants.

Missouri Court of Appeals, Eastern District, Division Three.

Motion for Rehearing and/or Transfer Denied June 23, 1993.

Application to Transfer Denied August 17, 1993.

Attorney(s) appearing for the Case

Gerald A. Rimmel, Thomas W. Wehrle, Kent S. Ghahremani, St. Louis, for appellants.

Lawrence D. Mass, Clayton, for respondent.

Motion for Rehearing and/or Transfer to Supreme Court Denied June 23, 1993.

STEPHAN, Judge.

Financial Planning Consultants, Inc. ("dealer"), a securities broker and dealer licensed by the Securities and Exchange Commission ("SEC"), and Gary Clermont ("broker"), who is a registered broker licensed by the SEC and an employee of dealer, appeal from the judgment of the trial court confirming an arbitration panel's award of $37,000 in damages in favor of respondent...

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