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S.E.C. v. RECILE

No. 92-3837 Summary Calendar.

10 F.3d 1093 (1993)

SECURITIES & EXCHANGE COMMISSION, Plaintiff-Appellee, v. Sam J. RECILE, et al., Defendants, Sam J. Recile, Defendant-Appellant.

United States Court of Appeals, Fifth Circuit.

December 3, 1993.

Attorney(s) appearing for the Case

Sam J. Recile, pro se.

James S. Holliday, Jr., Baton Rouge, LA, for defendant-appellant Sam J. Recile.

Louise Post Videau, John E. Birkenheier, Atlanta, GA, Judith B. Starr, Sp. Counsel, Jacob H. Stillman, Assoc. Gen. Counsel, Susan B. Mann, Paul Gonson, Eric Summergrad, Washington, DC, for plaintiff-appellee.

Before JOLLY, WIENER, and EMILIO M. GARZA, Circuit Judges.

PER CURIAM:

Defendant-Appellant Sam J. Recile appeals from the summary judgment order (the "Order") entered in favor of Plaintiff-Appellee Securities & Exchange Commission ("SEC"). In the Order, the district court concluded that Recile violated the federal securities registration and antifraud provisions along with the broker-dealer registration requirements. The district court consequently granted the SEC's request for equitable and injunctive relief. As we conclude...

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