Harold MENOWITZ, Stanton Spritzler and Harry Drooker on behalf of themselves and all others similarly situated, Plaintiffs-Appellants,
v.
David F. BROWN; Robert F. Ehrling; Gerard P. Mozian; Joseph P. Zdon; George T. Scharffenberger; Marshall Manley; Edwin I. Hatch; Eben W. Pyne; Charles J. Simons; Reuben O'D. Askew; Peter R. Brinckerhoff; Howard L. Clark; KPMG Peat Marwick; Paine-Webber, Inc.; Merrill Lynch Capital Markets and Merrill, Lynch, Pierce, Fenner & Smith Inc., Defendants-Appellees.
United States Court of Appeals, Second Circuit.https://leagle.com/images/logo.png
Argued January 21, 1993.
Decided March 29, 1993.
Attorney(s) appearing for the Case
Bruce E. Gerstein, New York City (Scott W. Fisher, Barry S. Taus, Garwin, Bronzaft, Gerstein & Fisher, New York City, John P. Zuccarini, Elwood S. Simon, Elwood S. Simon & Assoc., P.C., Bloomfield Hills, MI, Mordecai Rosenfeld, Mordecai Rosenfeld, P.C., New York City, David Pastor, Kenneth Gilman, Gilman & Pastor, Boston, MA, Gary Fields, Siegel & Lipman, Boca Raton, FL, of counsel), for plaintiffs-appellants.
Lewis N. Brown, Miami, FL (Linda H. Gottlieb, Gilbride, Heller & Brown, P.A., Miami, FL, Leonard P. Novello, John A. Shutkin, KPMG Peat Marwick, New York City, of counsel), for defendant-appellee KPMG Peat Marwick.
Robert T. Wright, Jr., Miami, FL (Carlos M. Sires, Mershon, Sawyer, Johnston, Dunwody & Cole, Miami, FL, of counsel), for defendants-appellees O'D. Askew, George T. Scharffenberger, Eben W. Pyne, Edwin I. Hatch, Howard L. Clark, Jr., Marshall Manley, Peter R. Brinckerhoff and Charles J. Simons.
Steven M. Edwards, New York City (Ellen Wahl Parker, Davis, Markel & Edwards, of counsel), for defendant-appellee David F. Brown.
Joel Hirschhorn, Coral Gables, FL (Robert M. Einhorn, Joel Hirschhorn, P.A., Coral Gables, FL, of counsel), for defendant-appellee Robert F. Ehrling.
James D. Wing, Miami, FL (Alice Lash, Fine Jacobson Schwartz Nash Block & England, Miami, FL, of counsel), for defendant-appellee Gerard P. Mozian.
Ronald B. Ravikoff, Miami, FL (Frederick Sall, Zuckerman, Spaeder, Taylor & Evans, Miami, FL, of counsel), for defendant-appellee Joseph P. Zdon.
James J. Hagan, New York City (Bruce D. Angiolillo, Joseph McLaughlin, Simpson, Thacher & Bartlett, of counsel), for defendants-appellees PaineWebber, Inc., Merrill Lynch Pierce Fenner & Smith and Merrill Lynch Capital Markets.
Before: PIERCE, WALKER, Circuit Judges, and CONBOY, District Judge.
United States Court of Appeals, Second Circuit.
PER CURIAM:
Plaintiffs-appellants in these three actions ("Menowitz," "Spritzler" and "Drooker"), consolidated in the Southern District of New York before Judge McKenna, assert federal claims under Sections 11 and 15 of the Securities Act of 1933, 15 U.S.C. §§ 77k and 77o, Sections 10(b) and 20 of the Securities Exchange Act of 1934, id. §§ 78j(b) and 78t(a), and Rule 10b-5 promulgated pursuant to § 10(b...
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