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U.S. v. OSTRANDER

No. 1237, Docket 92-1719.

999 F.2d 27 (1993)

UNITED STATES of America, Appellee, v. Patricia OSTRANDER, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided July 19, 1993.

Attorney(s) appearing for the Case

Thomas G. Guiney, Boston, MA (Harry L. Manion III, Cooley, Manion, Moore & Jones, P.C., Boston, MA, John S. Siffert, Lankler, Siffert & Wohl, New York City, of counsel), for defendant-appellant.

Kenneth J. Vianale, Asst. U.S. Atty. for the S.D.N.Y., New York City (Roger S. Hayes, U.S. Atty. for S.D.N.Y., New York City, Paul G. Gardephe, Asst. U.S. Atty., of counsel), for appellee.

Before: VAN GRAAFEILAND and WINTER, Circuit Judges, and POLLACK, District Judge.

WINTER, Circuit Judge:

Patricia Ostrander was charged with two counts of accepting unlawful "compensation" or a "thing of value" from a source other than her employer in connection with the performance of her duties as a portfolio manager, see 15 U.S.C. § 80a-17(e), 18 U.S.C. § 1954, and one count of failing to report a personal investment to her employer, see 15 U.S.C. § 80a-17(j), 17 C.F.R. ...

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