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ROBY v. CORPORATION OF LLOYD'S

91 Civ. 7081(MEL).

796 F.Supp. 103 (1992)

John S. ROBY, et al., Plaintiffs, v. The CORPORATION OF LLOYD'S a/k/a the Society and Council of Lloyd's d/b/a Lloyd's of London, et al., Defendants.

United States District Court, S.D. New York.

June 12, 1992.

Attorney(s) appearing for the Case

Proskauer Rose Goetz & Mendelsohn (Dale A. Schreiber, Minna Schrag, Steven B. Feigenbaum, Bruce E. Loren, of counsel), New York City, for plaintiffs.

Cahill Gordon & Reindel (Charles A. Gilman, Robert A. Alessi, Adam Liptak, of counsel), New York City, for "Syndicate defendants".

LASKER, District Judge.

This action alleges violations of the federal securities laws and RICO1 against various entities which are part of the enterprise known as Lloyd's of London. The 91 investor-plaintiffs allege that solicitation of investor/underwriters in the United States by Lloyd's agents constitutes "sale of securities" and that Lloyd's syndicates are "issuers" within the meaning of the securities laws. They assert that they were...

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