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SANTACROCE v. STATE, DEPT. OF BANKING & FIN.

No. 91-1875.

608 So.2d 134 (1992)

Stephen SANTACROCE, Appellant, v. STATE of Florida, DEPARTMENT OF BANKING AND FINANCE, DIVISION OF SECURITIES AND INVESTOR PROTECTION, Don B. Saxon, Director, and Allied Capital Corp., Appellees.

District Court of Appeal of Florida, Fourth District.

November 12, 1992.

Attorney(s) appearing for the Case

Stephen Santacroce, Boca Raton, pro se appellant.

Deborah Guller, West Palm Beach, for appellee State of Florida, Dept. of Banking and Finance, Div. of Securities and Investor Protection.

POLEN, Judge.

On December 29, 1989, the State of Florida Department of Banking and Finance, Division of Securities and Investor Protection [hereinafter the Department], filed an administrative complaint against Allied Capital Group, Inc. [hereinafter Allied], along with twenty-eight individuals who either operated or were employed by Allied. In pertinent part, the complaint alleged that appellant had received commissions on securities transactions before being properly...

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