NEUBRANDER v. DEAN WITTER REYNOLDS, INC.

No. 15271.

81 Ohio App.3d 308 (1992)

NEUBRANDER, Appellant, v. DEAN WITTER REYNOLDS, INC., Appellee.

Court of Appeals of Ohio, Summit County.

Decided April 1, 1992.


Attorney(s) appearing for the Case

Ronald G. Macala and Salvatore J. Falletta, for appellant.

Robert N. Rapp, for appellee.


CACIOPPO, Judge.

Appellant, David Neubrander, was employed by the appellee, Dean Witter Reynolds, Inc. ("Dean Witter"), as an account executive from November 1985 to January 1989. To become a registered representative of Dean Witter, Neubrander completed an application for securities industry registration.

Contained in the subject registration form were two provisions which state as follows:

"I hereby apply for registration with the organizations and...

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