ANIXTER v. HOME-STAKE PRODUCTION CO.

Nos. 90-5040 to 90-5049, 90-5051, 90-5053, 90-5055 to 90-5059, 90-5062 to 90-5067.

977 F.2d 1533 (1992)

Ivan A. ANIXTER; Blanche Dickenson; Dolly K. Yoshida, on behalf of themselves and all others similarly situated, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation; Home-Stake 1970 Program Operating Corporation; Home-Stake 1969 Program Operating Corporation; Home-Stake 1968 Program Operating Corporation; Home-Stake 1967 Program Operating Corporation; Home-Stake 1966 Program Operating Corporation; Home-Stake 1965 Program Operating Corporation; Robert S. Trippet; E.M. Kunkel; Thomas A. Landrith, Jr.; J.D. Metcalfe; H.B. Gutelius; H.L. Fitzgerald, Defendants, and Wynema Anna Cross, Executrix of the Estate of Norman C. Cross, Jr.; Norman C. Cross, Jr., Defendants-Appellants. A.M. ANDERSON; Bank of America National Trust and Savings Association, as Trustee for Merl McHenry, Joseph A. Buda, Arthur Bueche, George V.T. and Helen Burgess; Dewey J. Cali; William H. Colquhoun; S.W. Corbin; Robert B. Coburn; Virgil B. Day; William H. Dennler; Mario DiMartino; Stella DiMartino; John M. Evans; Margaret C. Everett; Isador H. Finkelstein; Joseph H. Gauss; H.W. Gouldthorpe; Ralph Hart; James J. Hayes; Earl D. Hilburn; Joseph E. Horak; Gerald A. Hoyt; Richard M. Hurst; Ralph Iannucci; Emily Iannucci; Milton F. Kent; Howard Kicherer; Elizabeth Kicherer; John Kokoszka; Millie B. Lassing; Joseph Levin; Marie F. Levin; John D. Lockton; Dennis G. Lyons; Ferdinand F. McAllister; Russell W. McFall; James Madden; Albert Manganelli; Nicholas A. Marchese; Stanley A. Marks; John G. Martin; C.W. Moeller; Andrew Overby; Carl E. Palermo; Frank A. Palermo; Roy T. Parker, Jr.; Bruce M. Robertson; D.D. Scarff; M.L. Scarff; A.E. Schubert; William R. Smart; E. Starr; Janet G. Stewart; Gerald Toomey; Paul Townsend; Vernon Underwood; H.B. Waldron, Jr.; Ted B. Westfall, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1970 Program Operating Corporation, a Delaware corporation; Robert S. Trippet; Harry Heller; Simpson Thacher and Bartlett, a partnership; Thomas A. Landrith, Jr.; E.M. Kunkel; McAfee, Taft, Mark, Bond, Rucks, and Woodruff, a professional corporation and its professional employees and attorneys and partners, their successors and assigns, Defendants, and Wynema Anna Cross, Executrix of the Estate of Norman C. Cross, Jr.; Norman C. Cross, Jr., Defendants-Appellants. A.M. ANDERSON; Richard J. Anton; Bank of America National Trust and Savings Association, as Trustee for Merl McHenry, E.P. Bernuth, Sophie K. Bernuth, Joseph A. Buda, George and Helen Burgess; Dewey J. Cali; Robert B. Coburn; Coburn & Libby, Inc.; Edward V. Coonan; S.W. Corbin; William H. Dennler; Mario DiMartino; Stella DiMartino; John Evans; Margaret C. Everett; L.L. Ferguson; Isador H. Finkelstein; H.W. Gouldthorpe; George L. Haller; Jack Hanson; Ralph A. Hart; F.H. Holt; Joseph E. Horak; Gerald A. Hoyt; Howard G. Kicherer; Elizabeth C. Kicherer; John Kokoszka; Millie B. Lassing; Joseph Levin; Marie Levin; John D. Lockton; D.W. Lynch; D.B. Lynch; Dennis G. Lyons; Ferdinand F. McAllister; Russell McFall; James F. Madden; Albert Manganelli; Nicholas Marchese; Stanley A. Marks; C.W. Moeller; William H. Mortensen; Carl Olson; Patricia Olson; Carl Palermo; Frank Palermo; Roy T. Parker; Helen M. Reeder; D.D. Scarff; M.L. Scarff; Richard Scott; Louis P. Singer; William R. Smart; J. Stanford Smith; G. Curtis Stewart; Paul Townsend; Vernon Underwood; Ted B. Westfall; J. Howard Wood; Sidney Woolwich; Murray Zimmerman, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1969 Program Operating Corporation, a Delaware corporation; Robert S. Trippet; E.M. Kunkel; Thomas A. Landrith, Jr.; Harry Heller; William Blum; Simpson Thacher and Bartlett; William D. Lewis; Richard A. Ganong; Lewis & Ganong, a partnership, Defendants, and Wynema Anna Cross, Executrix of the Estate of Norman C. Cross, Jr., Defendant-Appellant. BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION, as Trustee for Marcella McHenry, Merl McHenry, Fred J. Borch, David Breslauer, Joseph A. Buda; Dewey J. Cali; James Clark; Mary Clark; William H. Colquhoun; Edward V. Coonan; S.W. Corbin; William H. Dennler; Mario DiMartino; Stella DiMartino; John Evans; L.L. Ferguson; Jack Fine; Isador H. Finkelstein; Joseph H. Gauss; H.W. Gouldthorpe; James J. Hayes; Earl D. Hilburn; Dorothy C. Holt; Joseph E. Horak; Gerald A. Hoyt; Richard M. Hurst; John E. Hutchinson, III; Harold Kaplan; W.S. Jones; Howard G. Kicherer; Elizabeth Kicherer; John Kokoszka; Millie B. Lassing; Joseph Levin; Marie Levin; D.W. Lynch; D.B. Lynch, Dennis G. Lyons; Ferdinand F. McAllister; Russell W. McFall; Anthony Macagna; James F. Madden; Albert Manganelli; Nicholas A. Marchese; Charles J. Meloun; C.W. Moeller; Carl J. Olson; Patricia Olson; Thomas O. Paine; Carl E. Palermo; Frank A. Palermo; Roy T. Parker, Jr.; Howard Rubenstein; D.D. Scarff; M.L. Scarff; C.S. Semple; William Smart; J. Stanford Smith; Janet G. Stewart; Gerald Toomey; Oliver J. Troster; H.B. Waldron, Jr.; Humberto Zavaleta; Murray Zimmerman, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation, a Delaware corporation; Robert S. Trippet; Harry Heller; Simpson Thacher and Bartlett, a partnership; William Blum; Thomas A. Landrith, Jr.; E.M. Kunkel; McAfee, Taft, Mark, Bond, Rucks, and Woodruff, a professional corporation and its professional employees and attorneys and partners, their successors and assigns; William D. Lewis; Richard A. Ganong; Lewis & Ganong, a partnership, Defendants, and Wynema Anna Cross, as Executrix of the Estate of Norman C. Cross, Jr., Defendant-Appellant. Ivan A. ANIXTER; William H. Dennler; John D. Lockton; Francis K. McCune; Ted B. Westfall; William H. Mortensen; Peter P. Luce; William D. Robertson; Bernard D. Broeker; Thomas H. Thorner; Dolly Yoshida Martin; William Grohne; James H. Leachman; Beverly H. Warren; Joseph C. Bennett, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1964 Program Operating Corporation; Home-Stake 1965 Program Operating Corporation; Home-Stake 1966 Program Operating Corporation; Home-Stake 1967 Program Operating Corporation; Home-Stake 1968 Program Operating Corporation; Home-Stake 1969 Program Operating Corporation; Home-Stake 1970 Program Operating Corporation; Home-Stake 1971 Program Operating Corporation; Home-Stake 1972 Program Operating Corporation; Robert S. Trippet; H.L. Fitzgerald; H.R. Smith; Frank E. Sims; John T. Lenoir; Thomas A. Landrith, Jr.; E.M. Kunkel; Jackson M. Barton; Marvin R. Barnett; Donald C. Larrabee; J.D. Metcalfe; H.B. Gutelius; Carl E. Clay; William E. Murray; Murray, Patterson & Sharpe; Dryfoos & Company; McAfee, Taft, Mark, Bond, Rucks, and Woodruff; Simpson Thacher and Bartlett; Harry Heller; William Blum; Richard A. Ganong; William D. Lewis; Lewis & Ganong; Richard A. Ganong, Inc.; Norman C. Cross, Jr.; Kent Klineman, Defendants, and Cross and Company, Defendant-Appellant. Ivan A. ANIXTER; Blanche Dickenson; Dolly K. Yoshida; and Joseph C. Bennett, on behalf of themselves and all others similarly situated, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation; Home-Stake 1970 Program Operating Corporation; Home-Stake 1969 Program Operating Corporation; Home-Stake 1968 Program Operating Corporation; Home-Stake 1967 Program Operating Corporation; Home-Stake 1966 Program Operating Corporation; Home-Stake 1965 Program Operating Corporation; Robert S. Trippet; E.M. Kunkel; Thomas A. Landrith, Jr.; J.D. Metcalfe; H.B. Gutelius; H.L. Fitzgerald; Norman C. Cross, Jr.; Murray, Patterson & Sharpe, a partnership; Dryfoos & Company, a limited partnership; McAfee, Taft, Mark, Bond, Rucks, and Woodruff, a professional corporation; Simpson Thacher and Bartlett, a partnership; Lewis & Ganong, a partnership; William E. Murray; Kent Klineman; William Blum; Harry Heller; Richard A. Ganong; William D. Lewis; John T. Lenoir; Carl E. Clay; Jackson M. Barton; Marvin R. Barnett; Frank E. Sims; H.R. Smith; Donald C. Larrabee; Richard A. Ganong, Inc., a corporation, Defendants, and Kothe & Eagleton, Inc., a professional corporation, Defendant-Appellant. Ivan A. ANIXTER; Blanche Dickenson; Dolly K. Yoshida, on behalf of themselves and all others similarly situated, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation; Home-Stake 1970 Program Operating Corporation; Home-Stake 1969 Program Operating Corporation; Home-Stake 1968 Program Operating Corporation; Home-Stake 1967 Program Operating Corporation; Home-Stake 1966 Program Operating Corporation; Home-Stake 1965 Program Operating Corporation; Robert S. Trippet; Thomas A. Landrith, Jr.; J.D. Metcalfe; H.B. Gutelius; H.L. Fitzgerald; Norman C. Cross, Jr., Defendants, and E.M. Kunkel, Defendant-Appellant. Richard J. ANTON; Morrell H. Blesh; Arthur M. Bueche; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; Thomas S. Gates; Joseph H. Gauss; Margaret W. Gillespie; H.W. Gouldthorpe; George L. Haller; Ralph A. Hart; Charles M. Heiden; Dorothy C. Holt; Victor Holt, Jr.; Richard M. Hurst; P.J. Jensen; Robert B. Keegan; Milton F. Kent; Millie B. Lassing; John D. Lockton; D.W. Lynch; D.B. Lynch; Ferdinand F. McAllister; Francis K. McCune; Russell W. McFall; John G. Martin; H.D. Meader; Betty Jane Mills; David K. Mills; C.W. Moeller; William H. Mortensen; D.D. Scarff; M.L. Scarff; William R. Smart; J. Stanford Smith; Robert P. Strub; Estate of Vera Strub; Vernon Underwood; Hoyt Ammidon, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Harry Heller; William Blum; Simpson Thacher and Bartlett, a partnership; William D. Lewis; Richard A. Ganong; Home-Stake 1966 Program Operating Corporation; Lewis & Ganong, a partnership; Robert S. Trippet; Thomas A. Landrith, Jr., Defendants, and E.M. Kunkel, Defendant-Appellant. Morrell H. BLESH; Fred J. Borch; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; George L. Haller; Ralph A. Hart; F.H. Holt; D. Holt; Victor Holt, Jr.; Gerald A. Hoyt; John D. Lockton; D.W. Lynch; D.B. Lynch; F.F. McAllister; Francis K. McCune; John G. Martin; H.D. Meader; C.W. Moeller; William H. Mortensen; D.D. Scarff; M.L. Scarff; J. Stanford Smith; C.G. Suits, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1964 Program Operating Corporation, a Delaware corporation; Robert S. Trippet; Thomas A. Landrith, Jr.; Harry Heller; William Blum; Simpson Thacher and Bartlett, a partnership, Defendants, and E.M. Kunkel, Defendant-Appellant. A.M. ANDERSON; Bank of America National Trust and Savings Association, as Trustee for Merl McHenry, Joseph A. Buda, Arthur Bueche, George V.T. Burgess, Helen Burgess; Dewey J. Cali; William H. Colquhoun; S.W. Corbin; Robert B. Coburn; Virgil B. Day; William H. Dennler; Mario DiMartino; Stella DiMartino; John M. Evans; Margaret C. Everett; Isador H. Finkelstein; Joseph H. Gauss; H.W. Gouldthorpe; Ralph Hart; James J. Hayes; Earl D. Hilburn; Joseph E. Horak; Gerald A. Hoyt; Richard M. Hurst; Ralph Iannucci; Emily Iannucci; Milton F. Kent; Howard Kicherer; Elizabeth Kicherer; John Kokoszka; Millie B. Lassing; Joseph Levin; Marie F. Levin; John D. Lockton; Dennis G. Lyons; Ferdinand F. McAllister; Russell W. McFall; James Madden; Albert Manganelli; Nicholas A. Marchese; Stanley A. Marks; John G. Martin; C.W. Moeller; Andrew Overby; Carl E. Palermo; Frank A. Palermo; Roy T. Parker, Jr.; Bruce M. Robertson; D.D. Scarff; M.L. Scarff; A.E. Schubert; William R. Smart; Janet G. Stewart; Gerald Toomey; Paul Townsend; Vernon Underwood; H.B. Waldron, Jr.; Ted B. Westfall, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1970 Program Operating Corporation, a Delaware corporation; Robert S. Trippet; Harry Heller; Simpson Thacher and Bartlett, a partnership; William Blum; Thomas A. Landrith, Jr.; McAfee, Taft, Mark, Bond, Rucks, and Woodruff, a professional corporation and its professional employees and attorneys and partners, their successors and assigns; Norman C. Cross, Jr., Defendants, and E.M. Kunkel, Defendant-Appellant. Morrell H. BLESH; Fred J. Borch; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; Thomas S. Gates; George L. Haller; Ralph A. Hart; F.H. Holt; D. Holt; Charles M. Heiden; Victor Holt, Jr.; Gerald A. Hoyt; John D. Lockton; Doreen B. Hoyt; Peter J. Jensen; Milton F. Kent; Millie B. Lassing; D.W. Lynch; D.B. Lynch; F.F. McAllister; Francis K. McCune; John G. Martin; H.D. Meader; C.W. Moeller; William H. Mortensen; D.D. Scarff; M.L. Scarff; J. Stanford Smith; C.G. Suits, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1965 Program Operating Corporation; Robert S. Trippet; Thomas A. Landrith, Jr.; Harry Heller; William Blum; Simpson Thacher and Bartlett, a partnership, Defendants, and E.M. Kunkel, Defendant-Appellant. A.M. ANDERSON; Richard J. Anton; Bank of America National Trust and Savings Association, as Trustee for Merl McHenry, E.P. Bernuth, Sophie K. Bernuth, Joseph A. Buda, George and Helen Burgess; Dewey J. Cali; Robert B. Coburn; Coburn & Libby, Inc.; Edward V. Coonan; S.W. Corbin; William H. Dennler; Mario DiMartino; Stella DiMartino; John Evans; Margaret C. Everett; L.L. Ferguson; Isador H. Finkelstein; H.W. Gouldthorpe; George L. Haller; Jack Hanson; Ralph Hart; F.H. Holt; Joseph E. Horak; Gerald A. Hoyt; Howard G. and Elizabeth C. Kicherer, John Kokoszka; Millie B. Lassing; Joseph Levin; Marie Levin; John D. Lockton; D.W. and D.B. Lynch; Dennis G. Lyons; Ferdinand F. McAllister; Russell McFall; James F. Madden; Albert Manganelli; Nicholas Marchese; Stanley A. Marks; C.W. Moeller; William H. Mortensen; Carl and Patricia Olson; Carl Palermo; Frank Palermo; Roy T. Parker; Helen M. Reeder; D.D. Scarff; M.L. Scarff; Richard Scott; Louis P. Singer; William R. Smart; J. Stanford Smith; G. Curtis Stewart; Paul Townsend; Vernon Underwood; Ted B. Westfall; J. Howard Wood; Sidney Woolwich and Murray Zimmerman, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1969 Program Operating Corporation, a Delaware corporation; Elmer M. Kunkel; Thomas A. Landrith, Jr.; Harry Heller; William Blum; Simpson Thacher and Bartlett, a partnership; Norman C. Cross, Jr.; William D. Lewis; Richard A. Ganong; Lewis & Ganong, a partnership, Defendants, and Robert S. Trippet, Defendant-Appellant. A.M. ANDERSON; Bank of America National Trust and Savings Association, as Trustee for Merl McHenry, Joseph A. Buda, Arthur Bueche, George V.T. Burgess, Helen Burgess; Dewey J. Cali; William H. Colquhoun; S.W. Corbin; Robert B. Coburn; Virgil B. Day; William H. Dennler; Mario DiMartino; Stella DiMartino; John M. Evans; Margaret C. Everett; Isador H. Finkelstein; Joseph H. Gauss; H.W. Gouldthorpe; Ralph Hart; James J. Hayes; Earl D. Hilburn; Joseph E. Horak; Gerald A. Hoyt; Richard M. Hurst; Ralph Iannucci; Emily Iannucci; Milton F. Kent; Howard Kicherer; Elizabeth Kicherer; John Kokoszka; Millie B. Lassing; Joseph Levin; Marie F. Levin; John D. Lockton; Dennis G. Lyons; Ferdinand F. McAllister; Russell W. McFall; James Madden; Albert Manganelli; Nicholas A. Marchese; Stanley A. Marks; John G. Martin; C.W. Moeller; Andrew Overby; Carl E. Palermo; Frank A. Palermo; Roy T. Parker, Jr.; Bruce M. Robertson; D.D. Scarff; M.L. Scarff; A.E. Schubert; William R. Smart; Janet G. Stewart; Gerald Toomey; Paul Townsend; Vernon Underwood; H.B. Waldron, Jr.; Ted B. Westfall, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1968 Program Operating Corporation, Defendants, and Robert S. Trippet, Defendant-Appellant. A.M. ANDERSON; Bank of America National Trust and Savings Association, as Trustee for Merl McHenry, Joseph A. Buda, Arthur Bueche, George V.T. and Helen Burgess; Dewey J. Cali; William H. Colquhoun; S.W. Corbin; Robert B. Coburn; Virgil B. Day; William H. Dennler; Mario DiMartino; Stella DiMartino; John M. Evans; Margaret C. Everett; Isador H. Finkelstein; Joseph H. Gauss; H.W. Gouldthorpe; Ralph Hart; James J. Hayes; Earl D. Hilburn; Joseph E. Horak; Gerald A. Hoyt; Richard M. Hurst; Ralph Iannucci; Emily Iannucci; Milton F. Kent; Howard Kicherer; Elizabeth Kicherer; John B. Kokoszka; Millie B. Lassing; Joseph Levin; Marie F. Levin; John D. Lockton; Dennis G. Lyons; Ferdinand F. McAllister; Russell W. McFall; James Madden; Albert Manganelli; Nicholas A. Marchese; Stanley A. Marks; John G. Martin; C.W. Moeller; Andrew Overby; Carl E. Palermo; Frank A. Palermo; Roy T. Parker, Jr.; Bruce M. Robertson; D.D. Scarff; M.L. Scarff; A.E. Schubert; William R. Smart; E. Starr; Janet G. Stewart; Gerald Toomey; Paul Townsend; Vernon Underwood; H.B. Waldron, Jr.; Ted B. Westfall, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1970 Program Operating Corporation, a Delaware corporation; Harry Heller, Simpson Thacher and Bartlett, a partnership; Thomas A. Landrith, Jr.; E.M. Kunkel; McAfee, Taft, Mark, Bond, Rucks, and Woodruff, a professional corporation and its professional employees and attorneys and partners, their successors and assigns; Wynema Anna Cross, Executrix of the Estate of Norman C. Cross, Jr.; Norman C. Cross, Jr., Defendants, and Robert S. Trippet, Defendant-Appellant. BANK OF AMERICA NATIONAL TRUST AND SAVINGS ASSOCIATION, as Trustee for Marcella McHenry, Merl McHenry, Fred J. Borch, David Breslauer, Joseph A. Buda; Dewey J. Cali; James Clark; Mary Clark; William H. Colquhoun; Edward V. Coonan; S.W. Corbin; William H. Dennler; Mario DiMartino; Stella DiMartino; John Evans; L.L. Ferguson; Jack Fine; Isador H. Finkelstein; Joseph H. Gauss; H.W. Gouldthorpe; James J. Hayes; Earl D. Hilburn; Dorothy C. Holt; Joseph E. Horak; Gerald A. Hoyt; Richard M. Hurst; John E. Hutchinson, III; Harold Kaplan; W.S. Jones; Howard G. Kicherer; Elizabeth Kicherer; John Kokoszka; Millie B. Lassing; Joseph Levin; Marie Levin; D.W. Lynch; D.B. Lynch; Dennis G. Lyons; Ferdinand F. McAllister; Russell W. McFall; Anthony Macagna; James F. Madden; Albert Manganelli; Nicholas A. Marchese; Charles J. Meloun; C.W. Moeller; Carl J. Olson; Patricia Olson; Thomas O. Paine; Carl E. Palermo; Frank A. Palermo; Roy T. Parker, Jr.; Howard Rubenstein; D.D. Scarff; M.L. Scarff; C.S. Semple; William Smart; J. Stanford Smith; Janet G. Stewart; Gerald Toomey; Oliver J. Troster; H.B. Waldron, Jr.; Humberto Zavaleta; Murray Zimmerman, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation, a Delaware corporation; Harry Heller; Simpson Thacher and Bartlett, a partnership; William Blum; Thomas A. Landrith, Jr.; E.M. Kunkel; McAffe, Taft, Mark, Bond, Rucks, and Woodruff, a professional corporation and its professional employees and attorneys and partners, their successors and assigns; Norman C. Cross, Jr.; William D. Lewis; Richard A. Ganong; Lewis & Ganong, a partnership, Defendants, and Robert S. Trippet, Defendant-Appellant. Richard J. ANTON; Morrell H. Blesh; Arthur M. Bueche; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; Thomas S. Gates; Joseph H. Gauss; Margaret W. Gillespie; H.W. Gouldthorpe; George L. Haller; Ralph A. Hart; Charles M. Heiden; Dorothy C. Holt; Victor Holt, Jr.; Richard M. Hurst; P.J. Jensen; Robert B. Keegan; Milton F. Kent; Millie B. Lassing; John D. Lockton; D.W. Lynch; D.B. Lynch; Ferdinand F. McAllister; Francis K. McCune; Russell W. McFall; John G. Martin; H.D. Meader; Betty Jane Mills; David K. Mills; C.W. Moeller; William H. Mortensen; D.D. Scarff; M.L. Scarff; William R. Smart; J. Stanford Smith; Robert P. Strub; Estate of Vera Strub; Vernon Underwood; Hoyt Ammidon, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY; Home-Stake 1967 Program Operating Corporation, Defendants, and Robert S. Trippet, Defendant-Appellant. Richard J. ANTON; Morrell H. Blesh; Arthur M. Bueche; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; Thomas S. Gates; Joseph H. Gauss; Margaret W. Gillespie; H.W. Gouldthorpe; George L. Haller; Ralph A. Hart; Dorothy C. Holt; Fred H. Holt; Victor Holt, Jr.; Richard M. Hurst; P.J. Jensen; Robert B. Keegan; Milton F. Kent; Millie B. Lassing; John D. Lockton; D.W. Lynch; Ferdinand F. McAllister; Francis K. McCune; Russell W. McFall; John G. Martin; H.D. Meader; Betty Jane Mills; David K. Mills; C.W. Moeller; William H. Mortensen; D.D. Scarff; M.L. Scarff; William R. Smart; J. Stanford Smith; Estate of Vera Strub; Vernon Underwood; Hoyt Ammidon, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Harry Heller; William Blum; Simpson Thacher and Bartlett, a partnership; William D. Lewis; Richard A. Ganong; Home-Stake 1966 Program Operating Corporation; Lewis & Ganong, a partnership; E.M. Kunkel; Thomas A. Landrith, Jr., Defendants, and Robert S. Trippet, Defendant-Appellant. Morrell H. BLESH; Fred J. Borch; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; George L. Haller; Ralph A. Hart; F.H. Holt; D. Holt; Victor Holt, Jr.; Gerald A. Hoyt; John D. Lockton; D.W. Lynch; D.B. Lynch; F.F. McAllister; Francis K. McCune; John G. Martin; H.D. Meader; C.W. Moeller; William H. Mortensen; D.D. Scarff; M.L. Scarff; J. Stanford Smith; C.G. Suits, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1965 Program Operating Corporation; Thomas A. Landrith, Jr.; E.M. Kunkel; Harry Heller; William Blum; Simpson Thacher and Bartlett, a partnership, Defendants, and Robert S. Trippet, Defendant-Appellant. Morrell H. BLESH; Fred J. Borch; S.W. Corbin; Virgil B. Day; William H. Dennler; L.L. Ferguson; Isador H. Finkelstein; George L. Haller; Ralph A. Hart; F.H. Holt; D. Holt; Victor Holt, Jr.; Gerald A. Hoyt; John D. Lockton; D.W. Lynch; D.B. Lynch; F.F. McAllister; Francis K. McCune; John G. Martin; H.D. Meader; C.W. Moeller; William H. Mortensen; D.D. Scarff, M.L. Scarff; J. Stanford Smith; C.G. Suits, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1964 Program Operating Corporation, a Delaware corporation; Thomas A. Landrith, Jr.; E.M. Kunkel; Harry Heller; William Blum; Simpson Thacher and Bartlett, Defendants, and Robert S. Trippet, Defendant-Appellant. Ivan A. ANIXTER; Blanche Dickenson; Dolly K. Yoshida, on behalf of themselves and all others similarly situated, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation; Home-Stake 1970 Program Operating Corporation; Home-Stake 1969 Program Operating Corporation; Home-Stake 1968 Program Operating Corporation; Home-Stake 1967 Program Operating Corporation; Home- Stake 1966 Program Operating Corporation; Home-Stake 1965 Program Operating Corporation; E.M. Kunkel; Thomas A. Landrith, Jr.; J.D. Metcalfe; H.B. Gutelius; H.L. Fitzgerald; Norman C. Cross, Jr., Defendants, and Robert S. Trippet, Defendant-Appellant. (Two Cases) Ivan A. ANIXTER; Blanche Dickenson; Dolly K. Yoshida, on behalf of themselves and all others similarly situated, Plaintiffs-Appellees, v. HOME-STAKE PRODUCTION COMPANY, an Oklahoma corporation; Home-Stake 1971 Program Operating Corporation; Home-Stake 1970 Program Operating Corporation; Home-Stake 1969 Program Operating Corporation; Home-Stake 1968 Program Operating Corporation; Home-Stake 1967 Program Operating Corporation; Home-Stake 1966 Program Operating Corporation; Home-Stake 1965 Program Operating Corporation; Robert S. Trippet; E.M. Kunkel; Thomas A. Landrith, Jr.; J.D. Metcalfe; H.B. Gutelius; H.L. Fitzgerald; Norman C. Cross, Jr., Defendants, and Frank E. Sims, Defendant-Appellant. (Two Cases) United States, Intervenor. Securities and Exchange Commission, Amicus Curiae.

United States Court of Appeals, Tenth Circuit.

August 24, 1992.


Attorney(s) appearing for the Case

Walter Steele, Denver, Colo., and Thomas M. Affeldt, co-counsel, (Jack L. McNulty and C.B. Savage, with them on the briefs), of Savage, O'Donnell, Scott, McNulty & Affeldt, Tulsa, Okl., for defendant-appellant E.M. Kunkel.

B. Hayden Crawford (Kyle B. Haskins, with him on the briefs), of Crawford, Crowe & Bainbridge, P.A., Tulsa, Okl., for defendants-appellants Norman C. Cross, Jr., Wynema Anna Cross, Executrix of the Estate of Norman C. Cross, Jr., and Cross and Co.

Stan P. Doyle (James C. Thomas, with him on the briefs), of Doyle & Harris, Tulsa, Okl., for appellant-defendant Kothe & Eagleton, Inc., a professional corp.

Peter Van N. Lockwood (Albert G. Lauber and Jill R. Shellow, with him on the briefs), of Caplin & Drysdale, Chartered, Washington, D.C., (Elihu Inselbuch of Caplin & Drysdale, New York City, William A. Wineberg and Michael R. Simmonds of Broad, Schulz, Larson & Wineberg, San Francisco, Cal., and William H. Hinkle, Tulsa, Okl., with him on the briefs), for plaintiffs-appellees.

Frank E. Sims, pro se.

Robert S. Trippet, pro se.

Timothy E. Flanigan, Acting Asst. Atty. Gen., Tony M. Graham, U.S. Atty., Barbara C. Biddle and Jeffrey K. Shapiro, Dept. of Justice, Washington, D.C., on the brief, for intervenor U.S.

James R. Doty, Jacob H. Stillman, Leslie E. Smith, and Randall W. Quinn, Washington, D.C., on the brief, for amicus curiae Securities and Exchange Com'n.

Before MOORE, ANDERSON, and BRORBY, Circuit Judges.


JOHN P. MOORE, Circuit Judge.

In light of the Supreme Court's order remanding this cause, we directed the parties to file supplemental briefs to address the question whether reinstatement of plaintiffs' Section 10(b) claims is now mandated under Section 27A of the Securities Exchange Act of 1934, § 476 of the Federal Deposit Insurance Corporation Improvement Act of 1991. We specified the parties address Bank of Denver v. Southeastern Capital Group, Inc.,<...

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Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases