MORRIS v. COMMODITY FUTURES TRADING COM'N

No. 91-70427.

980 F.2d 1289 (1992)

Robert D. MORRIS, Petitioner, v. COMMODITY FUTURES TRADING COMMISSION, Respondent, Stotler and Company; S. Bruce Pattison; Stephen Greenfield, Intervenors.

United States Court of Appeals, Ninth Circuit.

Decided December 4, 1992.


Attorney(s) appearing for the Case

Frank N. Masino, Morris, Taylor, Hays & Higaki, San Francisco, Cal., for petitioner.

Kathleen A. McDonough, Attorney, Commodity Futures Trading Com'n, Washington, D.C., for respondent.

Jeffry M. Henderson, Henderson & Becker, Chicago, Ill., for intervenors.

Before: GOODWIN, FARRIS, and PREGERSON, Circuit Judges.


GOODWIN, Circuit Judge:

Petitioner Robert D. Morris ("Morris") appeals the ruling of the Commodity Futures Trading Commission ("CFTC") reversing the initial decision of an Administrative Law Judge ("ALJ") which had awarded Morris $185,500.00 in damages for his reparations complaint against Respondents Stotler & Co., Stephen D. Greenfield, and Bruce Pattison (collectively "Respondents") for fraudulent inducement, unauthorized trading, churning and failure to supervise...

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