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O'CONNOR v. R.F. LAFFERTY & CO., INC.

No. 90-1371.

965 F.2d 893 (1992)

Carol O'CONNOR, Plaintiff-Appellant, v. R.F. LAFFERTY & COMPANY, INC.; and Roy A. Foulke, Defendants-Appellees.

United States Court of Appeals, Tenth Circuit.

May 28, 1992.

Attorney(s) appearing for the Case

Alan C. Friedberg (Patricia A. Motz with him on the briefs) of Pendleton & Sabian, P.C., Denver, Colo., for plaintiff-appellant.

Richard H. Goldberg (David H. Wollins and Michael A. Zahorik with him on the brief) of Brenman Raskin Friedlob & Tenenbaum, P.C., Denver, Colo., for defendants-appellees.

Before BRORBY and McWILLIAMS, Circuit Judges, and ALLEY, District Judge.

BRORBY, Circuit Judge.

Plaintiff appeals the district court's grant of summary judgment disposing of her federal and state securities law claims. She also appeals the district court's decision to submit her remaining state law tort claims to arbitration. We affirm in part, and reverse in part.

I. FACTS

In 1975, Carol M. O'Connor received a $200,000 property settlement from her divorce. She deposited this entire sum into an account with the investment...

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