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HARRISON v. DEAN WITTER REYNOLDS, INC.

Nos. 91-1458, 91-1592.

974 F.2d 873 (1992)

Hudson T. HARRISON and Harrison Construction Incorporated, a corporation, Plaintiffs-Appellants, Cross-Appellees, v. DEAN WITTER REYNOLDS, INCORPORATED, a corporation, Defendant-Appellee, Cross-Appellant.

United States Court of Appeals, Seventh Circuit.

Decided September 8, 1992.

As Amended October 13 and October 20, 1992.

Attorney(s) appearing for the Case

Thomas P. Ward (argued), McBride, Baker & Coles, Chicago, Ill., for plaintiffs.

Paul B. Uhlenhop (argued) and Charles J. Risch, Lawrence, Kamin, Saunders & Uhlenhop, Chicago, Ill., for defendant.

Before KANNE, Circuit Judge, WOOD, Jr., Senior Circuit Judge, and SHARP, District Judge.

HARLINGTON WOOD, Jr., Senior Circuit Judge.

For nearly eighteen months Hudson T. Harrison, an Illinois resident, sent his and his company's money to a Dean Witter Reynolds, Inc. ("Dean Witter") account executive and vice president, John G. Kenning, in Boca Raton, Florida, for investment in low-risk municipal bonds. Both Kenning and his assistant, John M. Carpenter, offered Harrison an opportunity he could not resist: If he sent money to them personally, they would...

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