1. Home
  2. Browse Decisions
  3. F.2d
  4. 965 F.2d
  5. 965 F.2d 825 (1992)
 

S.E.C. v. THOMAS

No. 91-1197.

965 F.2d 825 (1992)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Michael K. THOMAS and Richard L. Sawyer, Defendants, and Roger J. Houdek, Defendant-Appellant.

United States Court of Appeals, Tenth Circuit.

May 22, 1992.

Attorney(s) appearing for the Case

James R. Doty, General Counsel, Jacob H. Stillman, Associate General Counsel, Martha H. McNeely, Sp. Counsel, Brian F. McNally, Sr. Counsel, and Paul Gonson, Solicitor, S.E.C., Washington, D.C., for plaintiff-appellee.

Raul N. Rodriguez and Daniel J. Deters, of Rodriguez & Associates, Denver, Colo., for defendant-appellant.

Before MOORE, TACHA, and BRORBY, Circuit Judges.

BRORBY, Circuit Judge.

Defendant Roger J. Houdek appeals the district court's Judgment and Decree enjoining him from future violations of certain antifraud and registration provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934.1 The district court enjoined Defendant from (1) engaging in fraud in connection with the sales of limited partnership securities in violation...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases