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PURDY v. COMMODITY FUTURES TRADING COM'N

No. 91-4454.

968 F.2d 510 (1992)

Theodore PURDY, et al., Petitioners, v. COMMODITY FUTURES TRADING COMMISSION, Respondent.

United States Court of Appeals, Fifth Circuit.

August 17, 1992.

Attorney(s) appearing for the Case

Wilmot McCutchen, Houston, Tex., for petitioners.

Glynn L. Mays, Gracemary Rizzo, Asst. Gen. Counsel, and Jay L. Witkin Deputy Gen. Counsel, Washington, D.C., for Commodity Futures Trading Com'n.

Neil A. Goteiner, Farella, Braun & Martel, San Francisco, Cal., for intervenors, Monex Intern. Ltd. and Albrecht.

Before BROWN, KING and WIENER, Circuit Judges.

JOHN R. BROWN, Circuit Judge:

This dispute arose from a complaint to the Commodity Futures Trading Commission ("CFTC" or "Commission") by an elderly investor who lost a fortune investing (one might say gambling) in precious metal leverage contracts. After a judgment for the broker house by an Administrative Law Judge ("ALJ"), and subsequent summary affirmation by the Commission, the investor appeals to this court. Finding his complaints more at issue with the present...

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