DeSALLE v. A.G. EDWARDS & SONS, INC.

Civ. No. 3:91cv00689 (PCD).

804 F.Supp. 436 (1992)

Robert T. DESALLE, Sr. v. A.G. EDWARDS & SONS, INC., et al.

United States District Court, D. Connecticut.

October 21, 1992.


Attorney(s) appearing for the Case

David M. Wallman, Stamford, Conn., for plaintiff.

William S. Rogers, Susan A. Quinn, Tyler, Cooper & Alcorn, Hartford, Conn., for defendant.


RULING ON MOTION TO DISMISS

DORSEY, District Judge.

Plaintiff alleges a violation of Section 10(b) of the Securities Exchange Act of 1934, Rule 10b-5 promulgated thereunder, and related state law claims. Defendants A.G. Edwards & Sons, Inc. ("Edwards"), Kieran Kilbride, and Timothy Smith move to dismiss.

I. Background

The following facts, alleged in the amended complaint, are accepted as true for purposes of considering the motion...

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