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SADLER v. NCR CORP.

No. 1283, Docket 91-7018.

928 F.2d 48 (1991)

William P. SADLER, Barbara K. Sadler, and American Telephone and Telegraph Company, Plaintiffs-Appellees, v. NCR CORPORATION, Defendant-Appellant.

United States Court of Appeals, Second Circuit.

Decided March 7, 1991.

Attorney(s) appearing for the Case

Greg A. Danilow, New York City (Dennis J. Block, Joseph S. Allerhand, Richard L. Levine, Jacqueline Abramson, Weil, Gotshal & Manges, New York City, on the brief), for defendant-appellant.

Michael W. Schwartz, New York City (Bernard W. Nussbaum, William C. Sterling, Jr., Barbara Robbins, Stephen R. Neuwirth, Jeffrey I. Lang, Wachtell, Lipton, Rosen & Katz, New York City; Charles W. Douglas, William O. Fifield, David F. Graham, Sidley & Austin, Chicago, Ill., on the brief), for plaintiffs-appellees.

Robert I. Harwood, Wechsler Skirnick Harwood Halebian & Feffer, New York City (Stephen G. Schulman, Milberg Weiss Bershad Specthrie & Lerach, New York City; Curtis V. Trinko, New York City, on the brief), filed a brief on behalf of amici curiae NCR Shareholder Class plaintiffs.

Before FEINBERG, NEWMAN, and WALKER, Circuit Judges.

JON O. NEWMAN, Circuit Judge:

This appeal concerns a limited but potentially important tactic in proxy contests — a stockholder's demand for a list of record shareholders and a list of beneficial owners of shares who do not object to disclosure of their names ("NOBO list"). The appeal raises issues under New York state law and the United States Constitution as to the power of New York to require an out-of-state corporation, doing business within New York, to...

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