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U.S. v. FAULHABER

No. 89-1826.

929 F.2d 16 (1991)

UNITED STATES, Appellee, v. Thomas A. FAULHABER, Defendant, Appellant.

United States Court of Appeals, First Circuit.

Decided March 27, 1991.

Attorney(s) appearing for the Case

William G. Small, Woburn, Mass. (court-appointed), for defendant, appellant.

Martin F. Murphy, Asst. U.S. Atty., with whom Wayne A. Budd, U.S. Atty., Boston, Mass., was on brief, for appellee.

Before BREYER, Chief Judge, BROWN, Senior Circuit Judge, and SELYA, Circuit Judge.

JOHN R. BROWN, Senior Circuit Judge:

Thomas Faulhaber appeals his conviction on eight counts of securities fraud, 15 U.S.C. §§ 78j(b), 78ff, 17 C.F.R. 240.10b-5(a), four counts of bank fraud, 18 U.S.C. § 1341, and one count of mail fraud, 18 U.S.C. § 1341. In particular, Faulhaber contends (i) the trial court improperly instructed the jury; (ii) the government impermissibly deviated its trial strategy from the indictment; and (iii) the indictment...

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