STOCK v. DEPT. OF BANKING & FINANCE

No. 90-2540.

584 So.2d 112 (1991)

Barbara R. STOCK, Appellant, v. DEPARTMENT OF BANKING AND FINANCE, etc., Appellee.

District Court of Appeal of Florida, Fifth District.

August 1, 1991.


Attorney(s) appearing for the Case

William M. Rishoi and K. Michael Swann of Snyderburn, Rishoi & Swann, Winter Park, for appellant.

Elise M. Greenbaum, Asst. Gen. Counsel, Office of the Comptroller, State of Fla., Tallahassee, for appellee.


PETERSON, Judge.

Appellant, Barbara Stock, was registered with the State of Florida Department of Banking and Finance, Division of Securities and Investor Protection (Department), as an associated person of Dominick & Dominick, Inc., a Florida corporation. On November 14, 1990, the Department's emergency order was hand-delivered to her specifying:

A. Barbara R. Stock shall IMMEDIATELY CEASE AND DESIST from the misappropriation of assets entrusted to Stock...

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