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SCHMIDT v. FINBERG

No. 90-3788.

942 F.2d 1571 (1991)

Darwin L. SCHMIDT, Plaintiff-Appellee, v. Ian Lee FINBERG, Richard B. Bartlett, Painewebber, f/k/a Paine, Webber, Jackson & Curtis, Inc., Defendants-Appellants.

United States Court of Appeals, Eleventh Circuit.

September 30, 1991.

Attorney(s) appearing for the Case

Steven M. Greenbaum, Miami, Fla., for defendants-appellants.

William L. Lyman, Clearwater, Fla., for plaintiff-appellee.

Before BIRCH, Circuit Judge, TUTTLE, Senior Circuit Judge, and FULLAM, Senior District Judge.

TUTTLE, Senior Circuit Judge:

This is an appeal from an order of the trial court denying a motion by Painewebber, et al. to vacate an award in favor of Schmidt by an arbitration panel of the New York Stock Exchange (NYSE).

I. STATEMENT OF THE CASE

In October 1986, appellee Darwin L. Schmidt filed a complaint against appellants, Painewebber, Finberg and Bartlett (Painewebber) in Orange County, Florida Circuit Court to recover losses sustained in his...

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