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S.E.C. v. R.G. REYNOLDS ENTERPRISES, INC.

No. 90-55185.

952 F.2d 1125 (1991)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. R.G. REYNOLDS ENTERPRISES, INC.; Richard Reynolds, Defendants-Appellants.

United States Court of Appeals, Ninth Circuit.

Decided December 30, 1991.

Attorney(s) appearing for the Case

Arthur L. Scovis, Scovis & Scovis, Thousand Oaks, Cal., for defendants-appellants.

Lucinda O. McConathy, S.E.C., Washington, D.C., for plaintiff-appellee.

William R. Bickford, George A. Crawford, Sr. Trial Counsel, Los Angeles, Cal., for Dept. of Corporations, State of Cal.

Before NORRIS and THOMPSON, Circuit Judges, and KING, District Judge.

WILLIAM A. NORRIS, Circuit Judge:

This appeal presents the question whether interests in two separate investment programs sold by Richard Reynolds and R.G. Reynolds Enterprises, Inc. are securities. We hold that they are and affirm the district court's award of summary judgment in favor of the Securities and Exchange Commission.

I

Richard Reynolds formed R.G. Reynolds Enterprises, Inc. in January 1985. As president, sole shareholder, and chairman...

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