No. 1124, Docket 90-7993.

936 F.2d 759 (1991)

I. MEYER PINCUS & ASSOCIATES, P.C., Plaintiff-Appellant, v. OPPENHEIMER & CO., INC., Oppenheimer Capital Corporation, Quest for Value Advisors, Inc., and Quest for Value Dual Purpose Fund, Inc., Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided June 27, 1991.

Attorney(s) appearing for the Case

Richard M. Meyer, Milberg Weiss Bershad Specthrie & Lerach, New York City (Michael C. Spencer, Milberg Weiss; Mordecai Rosenfeld, P.C., Irwin Ross, of counsel), for plaintiff-appellant.

Michael B. Reuben, Gordon Hurwitz Butowsky Weitzen Shalov & Wein, New York City (Lawrence J. Zweifach, Gordon Hurwitz Butowsky Weitzen Shalov & Wein, Robert M. Abrahams and Chaye Zuckerman Shapot, Schulte Roth & Zabel, of counsel), for defendants-appellees.

Before PIERCE, NEWMAN and WALKER, Circuit Judges.

WALKER, Circuit Judge:

Plaintiff I. Meyer Pincus & Associates ("Pincus"), a one-man professional corporation, appeals from an Opinion and Order dismissing his Second Amended Complaint by the United States District Court for the Southern District of New York (John Keenan, Judge). The complaint pleaded two claims under the securities laws, one based on Section 11 of the Securities Act of 1933, 15 U.S.C. § 77k ("Section 11"), and one based on Section...

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