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FLICKINGER v. HAROLD C. BROWN & CO., INC.

No. 145, Docket 91-7401.

947 F.2d 595 (1991)

William S. FLICKINGER, Plaintiff-Appellant, v. HAROLD C. BROWN & CO., INC. and Bradford Broker Settlement, Inc., n/k/a Fidata Corporation, Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided October 16, 1991.

Attorney(s) appearing for the Case

Brian P. Crosby, Buffalo, N.Y. (Martin J. Zuffranieri, Gibson, McAskill & Crosby, of counsel), for plaintiff-appellant.

Victor T. Fuzak, Hodgson, Russ, Andrews, Woods & Goodyear, Buffalo, N.Y., of counsel, for defendant-appellee Harold C. Brown & Co., Inc.

Kathryn Dalli, New York City (Louis J. Maione, Salon, Marrow & Dyckman, of counsel), for defendant-appellee Bradford Broker Settlement, Inc., n/k/a Fidata Corp.

Before OAKES, Chief Judge, FEINBERG and CARDAMONE, Circuit Judges.

OAKES, Chief Judge:

William S. Flickinger appeals from a judgment of the United States District Court for the Western District of New York, William M. Skretny, Judge, rejecting his claims against Harold C. Brown & Co. ("Brown") and Bradford Broker Settlement, Inc., n/k/a Fidata Brokerage, Inc. ("BBSI"), for securities fraud, common law fraud, breach of contract, and breach of fiduciary duty. For the reasons set forth below, we affirm in part, reverse in...

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