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BARBIER v. SHEARSON LEHMAN HUTTON INC.

No. 1420, Docket 91-7070.

948 F.2d 117 (1991)

In the Matter of New York Stock Exchange Arbitration between Marco BARBIER; Silvana Barbier and Stefania Barbier, Petitioners-Appellees, v. SHEARSON LEHMAN HUTTON INC., Successor-in-interest to Shearson Lehman Brothers, Inc.; and Roger E. Bendelac, Respondents, Roger E. Bendelac, Respondent-Appellant.

United States Court of Appeals, Second Circuit.

Decided October 31, 1991.

Attorney(s) appearing for the Case

Roger E. Bendelac, New York City, respondent-appellant, pro se.

Daniel J. Kornstein, New York City (Wayne O. Alpern, Kornstein Veisz & Wexler, New York City, of counsel), for petitioners-appellees.

William J. Fitzpatrick, New York City (Gerard J. Quinn, New York City, of counsel), submitted a brief for amicus curiae the Sec. Industry Ass'n, Inc.

Stuart C. Goldberg, Danbury, Conn. (Seth E. Lipner, Danbury, Conn., of counsel), submitted a brief for amicus curiae the Public Investors Arbitration Bar Ass'n.

Before PRATT, MINER and ALTIMARI, Circuit Judges.

MINER, Circuit Judge:

Respondent-appellant Roger Bendelac appeals from a judgment entered in the United States District Court for the Southern District of New York (Ward, J.) confirming a New York Stock Exchange arbitration award of compensatory and punitive damages in the total amount of $155,645.00 in favor of petitioners-appellees Marco Barbier, Silvana Barbier and Stefania Barbier (collectively, the "Barbiers"). In their complaint, the Barbiers alleged claims...

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