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WHITE v. MELTON

90 Civ. 0498 (SWK).

757 F.Supp. 267 (1991)

Jeff J. WHITE, individually and on behalf of all those similarly situated, Plaintiffs, v. Andrew J. MELTON, Jr., Charles A. Fiumefreddo, Sheldon Curtis, Arthur D. Forster, Kenton J. Hinchliffe, Bruce N. Alpert, Dean Witter Government Securities Plus, Dean Witter Reynolds, Inc. and Dean Witter Financial Services, Inc., Defendants.

United States District Court, S.D. New York.

February 11, 1991.

Attorney(s) appearing for the Case

Berger & Montague, Philadelphia, Pa. by Stephen D. Ramos, for plaintiffs.

Paul Weiss Rifkind Wharton & Garrison, New York City (Lewis A. Kaplan, Richard A. Rosen, Steven L. Vollins, of counsel), for defendants other than Dean Witter Government Securities Plus.

Gordon Hurwitz Butowsky Weitzen Shalov & Wein, New York City (David M. Butowsky, Victor J. Rocco, Michael B. Reuben, Ronald B. McGuire, of counsel), for defendant Dean Witter Government Securities Plus.

MEMORANDUM OPINION AND ORDER

KRAM, District Judge.

This securities fraud case requires the Court's construction of a relatively recent change in the disclosure requirements of the Securities and Exchange Commission ("the SEC" or "the Commission") under Regulation C of the Securities Act of 1933, 15 U.S.C. § 77a et seq. ("the '33 Act"), relating to open-end diversified management investment companies, or mutual funds. Presently before the Court...

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