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CATHOLIC DIOCESE v. A.G. EDWARDS & SONS, INC.

No. 90-2084.

919 F.2d 1054 (1990)

CATHOLIC DIOCESE OF BROWNSVILLE, TEXAS, Plaintiff-Appellee, v. A.G. EDWARDS & SONS, INC., et al., Defendants-Appellants.

United States Court of Appeals, Fifth Circuit.

December 27, 1990.

Attorney(s) appearing for the Case

Bruce W. Collins, Richard A. Rohan, Lyman G. Hughes, Carrington, Coleman, Sloman & Blumenthal, Dallas, Tex., for defendants-appellants.

Robert B. Crotty, Robert Elkin, Steven H. Stodghill, Akin, Gump, Strauss, Haver & Feld, Ophelia S. Camina, Susman Godfrey, Dallas, Tex., David C. Garza, Garza & Garza, Brownsville, Tex., for plaintiff-appellee.

Before RUBIN, SMITH and BARKSDALE, Circuit Judges.

ALVIN B. RUBIN, Circuit Judge:

An arbitration agreement executed in 1985 between a broker and its customer excluded from compulsory arbitration causes of action arising under the federal securities laws. The broker argues that the exclusionary clause was inserted under the compulsion of the Securities and Exchange Commission's now-rescinded Rule 15c2-2, which prohibited brokers from entering into contracts with customers...

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