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KANE v. SHEARSON LEHMAN HUTTON, INC.

No. 89-5801.

916 F.2d 643 (1990)

Charles J. KANE, Charles J. Kane, P.A., Charles J. Kane and Natalie F. Kane, as Trustees of Charles J. Kane, P.A. Pension and Profit Sharing Plans and Trusts, Plaintiffs-Appellees/Cross-Appellants, v. SHEARSON LEHMAN HUTTON, INC., f/k/a Shearson Loeb Rhoades, Inc., and Rheta Raven, Defendants-Appellants/Cross-Appellees.

United States Court of Appeals, Eleventh Circuit.

November 6, 1990.

Attorney(s) appearing for the Case

Stanley A. Beiley, Robert M. Sondak, Paul, Landy, Beiley & Harper, P.A., Miami, Fla., for defendants-appellants/cross-appellees.

Jeffrey Allen Tew, Kirkpatrick & Lockhart, Miami, Fla., for plaintiffs-appellees/cross-appellants.

Before HATCHETT and CLARK, Circuit Judges, and MORGAN, Senior Circuit Judge.

MORGAN, Senior Circuit Judge:

FACTS

Plaintiffs/appellees (hereinafter referred to collectively as "Kane") opened an account with Shearson Loeb Rhodes (hereinafter referred to as "Shearson"), defendant/appellant, in 1979. Defendant/appellant Rheta Raven became Kane's broker in September 1980. Before that time, Raven had worked as a secretary at Shearson, and Kane knew he was Raven's first client at Shearson.

Raven had received no formal training to...

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