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S.E.C. v. RIDENOUR

No. 89-2534.

913 F.2d 515 (1990)

SECURITIES AND EXCHANGE COMMISSION, Appellee, v. Robert L. RIDENOUR, Appellant.

United States Court of Appeals, Eighth Circuit.

Decided September 5, 1990.

Attorney(s) appearing for the Case

William Sidney Smith, Des Moines, Iowa, for appellant.

Eric Summergrad, Washington, D.C., for appellee.

Before MAGILL and BEAM, Circuit Judges, and LARSON, Senior District Judge.

LARSON, Senior District Judge.

Defendant Robert Ridenour appeals from the district court's1 judgment finding Ridenour had violated federal securities laws and ordering that Ridenour disgorge $470,287.23 in profits earned through interposing Ridenour's undisclosed personal account in bond transactions with his customers and his employer, Dean Witter. Ridenour contends the court misunderstood the bond market in concluding that he owed a...

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