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PEOPLE v. BAUMGART

Docket No. B020395.

218 Cal.App.3d 1207 (1990)

267 Cal. Rptr. 534

THE PEOPLE, Plaintiff and Respondent, v. ROY BAUMGART, Defendant and Appellant.

Court of Appeals of California, Second District, Division Seven.

March 19, 1990.

Attorney(s) appearing for the Case

COUNSEL

Linn Davis for Defendant and Appellant.

John K. Van de Kamp, Attorney General, Richard B. Iglehart, Chief Assistant Attorney General, Edward T. Fogel, Jr., Assistant Attorney General, Donald J. Oeser and William H. Davis, Jr., Deputy Attorneys General, for Plaintiff and Respondent.

OPINION

LILLIE, P.J.

A jury found defendant Roy Baumgart guilty of six felony counts of the sale to six victims of securities without a permit (counts 19, 28, 31, 36, 56, and 58; Corp. Code, §§ 25110 and 25540) and guilty on count 59 of the felony of using false statements in the sale of securities (Corp. Code, §§ 25401 and 25540). The jury acquitted defendant on six counts of grand theft (Pen. Code, § 487...

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