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LE ROUX v. SHEARSON LEHMAN HUTTON, INC.

160 A.D.2d 1091 (1990)

Rene M. Le Roux, Respondent, v. Shearson Lehman Hutton, Inc., Appellant

Appellate Division of the Supreme Court of the State of New York, Third Department.

April 5, 1990

Yesawich, Jr., J.

Plaintiff worked for defendant, a securities dealer, as a financial consultant from March 14, 1984 until February 11, 1989. Prior to commencing employment, plaintiff executed a U-4 form, said to be a uniform application for securities industry registration. Plaintiff attested that he read and understood the form, by which he agreed to arbitrate all disputes arising "between [himself] and...

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