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S.E.C. v. STEPHENSON

No. 88 Civ. 3303 (JES).

732 F.Supp. 438 (1990)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Ann STEPHENSON, et al., Defendants.

United States District Court, S.D. New York.

March 13, 1990.

Attorney(s) appearing for the Case

Thomas C. Newkirk and John H. Walsh, Washington, D.C., for plaintiff S.E.C.

Jones, Bell, Simpson & Abbott, Los Angeles, Cal. (Craig R. Brockman, of counsel), and Brown & Wood, New York City (Henry F. Minnerop, of counsel), for defendant Sentra Securities Corp.

MEMORANDUM OPINION AND ORDER

SPRIZZO, District Judge:

On September 26, 1989, the Court granted summary judgment to the Securities and Exchange Commission ("SEC") ordering Sentra Securities Corporation ("Sentra") to disgorge the profits of unlawful trades made by Sentra on behalf of two customers, Frederick and Richard Strasburg. See Securities & Exchange Comm'n v. Stephenson, 720 F.Supp. 370 (S.D.N.Y.1989...

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