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POTOMAC CAPITAL MARKETS v. PRUDENTIAL-BACHE

No. 89 Civ. 2350 (RPP).

746 F.Supp. 372 (1990)

POTOMAC CAPITAL MARKETS CORPORATION and Potomac Capital Preferred Corporation, Plaintiffs, v. PRUDENTIAL-BACHE CORPORATE DIVIDEND FUND, INC., Prudential Mutual Fund Management, Inc., Lawrence C. McQuade, Edward D. Beach, Michael J. Downey, Delayne D. Gold, Harry A. Jacobs, Jr., Stanley E. Shirk, Stephen Stoneburn and Nancy Hays Teeters, Defendants.

United States District Court, S.D. New York.

September 28, 1990.

Attorney(s) appearing for the Case

Friedman, Wang & Bleiberg by Peter N. Wang, New York City, Covington & Burling by Harris Weinstein, Washington, D.C., for plaintiffs.

Sullivan & Cromwell by Theodore O. Rogers, Jr., New York City, for Prudential-Bache Corporate Dividend Fund, Inc.

Cahill Gordon & Reindel by Thomas J. Kavaler, New York City, for Prudential Mut. Fund Management, Inc.

Seward & Kissel by Anthony Mansfield, New York City, and Gardner, Carton & Douglas by Michael R. Barry, Chicago, Ill., for Lawrence C. McQuade, Edward D. Beach, Michael J. Downey, Delayne D. Gold, Harry A. Jacobs, Jr., Stanley E. Shirk, Stephen Stoneburn and Nancy Hays Teeters.

OPINION AND ORDER

ROBERT P. PATTERSON, JR., District Judge.

This is an action alleging violations of the Investment Company Act of 1940 ("the Act"), 15 U.S.C. § 80a-1 et seq., and various state law violations. By order dated December 4, 1989, 726 F.Supp. 87, this Court dismissed plaintiffs' claims based on sections 13(a)(4), 20(a), 25(a) and 34(b) of the Act pursuant to Fed.R.Civ.P. 12(b)(6) for failure to...

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