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GOLDMAN v. GALLANT SECURITIES, INC.

No. 1209, Docket 89-7210.

878 F.2d 71 (1989)

Bobby GOLDMAN, Plaintiff-Appellant, v. GALLANT SECURITIES, INC.; Paine Webber, Inc.; Alvin Gallant and Donald Kanterman, Defendants, Donald Kanterman, Defendant-Appellee.

United States Court of Appeals, Second Circuit.

Decided June 22, 1989.

Attorney(s) appearing for the Case

Gary Trachten, New York City (Kudman & Trachten, of counsel), for plaintiff-appellant.

Before FEINBERG and KEARSE, Circuit Judges and BARTELS, District Judge.

PER CURIAM:

Bobby Goldman appeals from a judgment of the United States District Court for the Southern District of New York, dismissing his complaint. The district court found that "plaintiff does not have a claim upon which relief can be granted for violations of the Exchange Act," and dismissed the complaint for lack of federal jurisdiction. For reasons given below, we vacate and remand.

In 1985 and 1986, Gallant Securities, Inc. (Gallant) underwrote and...

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