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GOLUB v. J.W. GANT & ASSOCIATES

No. 87-3867.

863 F.2d 1516 (1989)

Ralph J. GOLUB, Plaintiff-Appellee, v. J.W. GANT & ASSOCIATES, an Illinois limited partnership, J.W. Gant & Associates, Inc., an Illinois corporation, Defendants-Appellants.

United States Court of Appeals, Eleventh Circuit.

January 23, 1989.

Attorney(s) appearing for the Case

David A. Zisser, Denver, Colo., for defendants-appellants.

Robert V. Williams, Taub & Williams, William J. Schifino, Jr., Tampa, Fla., for plaintiff-appellee.

Before VANCE and KRAVITCH, Circuit Judges, and HENDERSON, Senior Circuit Judge.

PER CURIAM.

Appellee, Dr. Ralph J. Golub, sued appellant, J.W. Gant and Associates, Inc. ("Gant"), a securities brokerage firm, for violations of the federal RICO statute, Section 12(2) of the Securities Act of 1933, Sections 10(b) and 20 of the Securities Exchange Act of 1934, Rule 10(b)-5 promulgated thereunder, and Florida's securities statutes, as well as for common-law fraud, negligence, gross negligence, and breach of fiduciary duties. The district court entered...

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