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HANDELSMAN v. GILFORD SECURITIES, INC.

No. 87 C 8548.

720 F.Supp. 1319 (1989)

Richard HANDELSMAN and Jeffrey Wolfson, Plaintiffs, v. GILFORD SECURITIES, INC., Alan Alpern and H. Robert Holmes, Defendants.

United States District Court, N.D. Illinois, E.D.

August 22, 1989.

Attorney(s) appearing for the Case

Peter B. Shaeffer, Chicago, Ill., for plaintiffs.

Mary Kay Kelly, Jeffrey M. Rubin, Thomas P. Cimino, Jr., Phelan, Pope & John, Ltd., Chicago, Ill., for Alan Alpern.

MEMORANDUM OPINION AND ORDER

SHADUR, District Judge.

Richard Handelsman ("Handelsman") and Jeffrey Wolfson ("Wolfson") initially sued Gilford Securities, Inc. ("Gilford"), Gridcomm, Inc. ("Gridcomm"),1 Alan Alpern ("Alpern") and H. Robert Holmes ("Holmes") in a two-count Amended Complaint (the "Complaint"), alleging violations of Securities Exchange Act of 1934 ("1934 Act") § 10(b), 15 U.S.C. § 78j(b), and SEC Rule...

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