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KAYNE v. PAINEWEBBER INC.

No. 86 C 6646.

703 F.Supp. 1334 (1989)

Bernard J. KAYNE, Plaintiff, v. PAINEWEBBER INCORPORATED, and Thomas W. Forsberg, Defendants.

United States District Court, N.D. Illinois, E.D.

January 19, 1989.

Attorney(s) appearing for the Case

Scott W. Wilton, Williams, Rutstein, Goldfarb & Sharp, Ltd., Chicago, Ill., for plaintiff.

Michael B. Roche, L. Andrew Brehm and Karen A. Mieszala, Schuyler, Roche & Zwirner, Chicago, Ill., for defendants.

MEMORANDUM OPINION

BRIAN BARNETT DUFF, District Judge.

Plaintiff Bernard J. Kayne originally filed a five-count complaint against the securities firm PaineWebber, Inc. ("PaineWebber") and one of its employees, Thomas W. Forsberg, alleging violations of § 10(b) of the Securities Exchange Act of 1934 ("§ 10(b)"), 15 U.S.C. § 78j(b), and Securities and Exchange Commission Rule 10b-5 ("Rule 10b-5...

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