CASTLEMAN v. OFFICE OF COMPTROLLER, DEPT. OF BK. AND FIN.

No. 87-2054.

538 So.2d 1365 (1989)

Owen T. CASTLEMAN, Appellant, v. OFFICE OF COMPTROLLER, DEPARTMENT OF BANKING AND FINANCE, DIVISION OF SECURITIES AND INVESTOR PROTECTION, Appellee.

District Court of Appeal of Florida, First District.

February 28, 1989.


Attorney(s) appearing for the Case

Thomas L. Neilson, Panama City Beach, for appellant.

Charles L. Stutts, Gen. Counsel and H. Richard Busbee, Asst. Gen. Counsel, Florida Dept. of Banking and Finance, Office of Comptroller, Tallahassee, for appellee.


ZEHMER, Judge.

Owen Castleman appeals the final order of the Comptroller denying his application for registration as an associated person with First United Securities Group of California under section 517.12, Florida Statutes (1987). He raises two points, one of which requires that we reverse and remand for a new hearing.

On October 13, 1986, Castleman filed a form U-4 Application for Securities Industry Registration or Transfer with the Comptroller, as head...

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