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RUBASHKIN v. PHILIPS, APPEL AND WALDREN, INC.

No. 89 Civ. 0865 (PKL).

722 F.Supp. 1135 (1989)

Rivka RUBASHKIN and Joseph Rubashkin, Plaintiffs, v. PHILIPS, APPEL AND WALDREN INC., Broadcort Capital Corp., and Moore and Schley, Cameron & Co., Defendants.

United States District Court, S.D. New York.

October 23, 1989.

Attorney(s) appearing for the Case

Brauner Baron Rosenzweig Kligler Sparber Bauman & Klein, New York City (Mel P. Barkan, of counsel), for plaintiffs.

Weiner Timins & Lesniak, Roseland, N.J. (Wayne H. Weiner, of counsel), for defendant Broadcort Capital.

ORDER & OPINION

LEISURE, District Judge:

Plaintiffs bring this lawsuit alleging that defendants violated Section 12(2) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, Federal Reserve Regulation T, the Rules of the Options Clearing Corporation, and various common law doctrines of fraud, negligence, contract, and fiduciary duty. Defendant Broadcort Capital Corp. ("Broadcort" or "defendant," when referring to the instant...

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