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HANDELSMAN v. GILFORD SECURITIES INC.

No. 87 C 8548.

726 F.Supp. 673 (1989)

Richard HANDELSMAN and Jeffrey Wolfson, Plaintiffs, v. GILFORD SECURITIES INCORPORATED, Alan N. Alpern and H. Robert Holmes, Defendants.

United States District Court, N.D. Illinois, E.D.

November 8, 1989.

Attorney(s) appearing for the Case

Peter B. Shaeffer, Chicago, Ill., for plaintiffs.

Myron M. Cherry, William R. Coulson, Cherry & Flynn, Chicago, Ill., for defendants.

MEMORANDUM OPINION AND ORDER

SHADUR, District Judge.

Richard Handelsman ("Handelsman") and Jeffrey Wolfson ("Wolfson") initially sued Gilford Securities, Inc. ("Gilford"), Gridcomm, Inc. ("Gridcomm"), Alan Alpern ("Alpern") and H. Robert Holmes ("Holmes") in a two-count Amended Complaint (the "Complaint"), alleging violations of Securities Exchange Act of 1934 § 10(b), 15 U.S.C. § 78j(b), and SEC Rule...

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