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CRAWFORD v. GLENNS, INC.

No. 88-4430.

876 F.2d 507 (1989)

B.J. CRAWFORD, Plaintiff-Appellant, v. GLENNS, INC., Deryle Glenn, Des Moines Cold Storage Co., Inc., and Edward C. Muelhaupt, Jr., Defendants-Appellees. DES MOINES COLD STORAGE CO. INC., Plaintiff-Appellee, v. GLENNS, INC., Defendant-Appellee.

United States Court of Appeals, Fifth Circuit.

July 5, 1989.

Attorney(s) appearing for the Case

E. Clifton Hodge, Jr., Jackson, Miss., for plaintiff-appellant.

David M. Ott, Dan W. Webb, Tupelo, Miss., for Des Moines & Muelhaupt.

Before WISDOM, KING and WILLIAMS, Circuit Judges.

WISDOM, Circuit Judge:

I

In this case we consider whether a party with limited involvement in a pork brokering arrangement is a seller of a security under 15 U.S.C. § 77l (2). The district court concluded that seller status and liability under section 12(2) of the Securities Act of 1933 extends only to the pork broker who solicited the plaintiff's investment in the broker's commodity fund. The plaintiff also asks us to hold liable as a seller under...

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