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COHEN v. PRUDENTIAL-BACHE SECURITIES, INC.

No. 88 CIV. 3448 (SWK).

713 F.Supp. 653 (1989)

Mildred COHEN, Plaintiff, v. PRUDENTIAL-BACHE SECURITIES, INC., and Diane James, Defendants.

United States District Court, S.D. New York.

May 16, 1989.

Attorney(s) appearing for the Case

Moser & Henkin by Norman E. Henkin, Alice P. Henkin, New York City, for plaintiff.

Hertzog, Calamari & Gleason by Loretta A. Preska, New York City, for defendants.

MEMORANDUM OPINION AND ORDER

KRAM, District Judge.

This action is brought to recover damages for alleged violations of the federal securities laws and various related state laws, including common law fraud, breach of contract and breach of fiduciary duty. More specifically, plaintiff sues for (1) violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j and the associated Rule 10b-5 promulgated by the S.E.C., (2) violations...

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