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GOODING v. SHEARSON LEHMAN BROS. INC.

Nos. 88-5506, 88-5509.

878 F.2d 281 (1989)

Frederick W. GOODING, Plaintiff-Appellee, v. SHEARSON LEHMAN BROTHERS INC. and Phillip J. Failla, Defendants-Appellants. Frederick W. GOODING, Plaintiff-Appellant, v. SHEARSON LEHMAN BROTHERS INC. and Phillip J. Failla, Defendant-Appellee.

United States Court of Appeals, Ninth Circuit.

Decided June 23, 1989.

Attorney(s) appearing for the Case

Robert H. Logan, Keesal, Young & Logan, Long Beach, Cal., for Shearson Lehman Bros. Inc., and Phillip J. Failla.

Melanie A. Calvert, Pasadena, Cal., for Frederick W. Gooding.

Before FLETCHER, ALARCON and KOZINSKI, Circuit Judges.

ALARCON, Circuit Judge:

Shearson Lehman Brothers, Inc. and Phillip J. Failla, a broker then employed by Shearson, (collectively referred to as Shearson) appeal (No. 88-5506) from the district court's denial of its motion to compel arbitration of the federal securities claims. Frederick W. Gooding (Gooding) cross appeals (No. 88-5509) from the portion of the order granting Shearson's motion to compel arbitration of state law claims and the stay of further proceedings...

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