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COFFEY v. DEAN WITTER REYNOLDS, INC.

No. 88-2286.

891 F.2d 261 (1989)

Florabelle COFFEY, Plaintiff-Appellant, v. DEAN WITTER REYNOLDS, INC., a Delaware corporation, Defendant-Appellee, Jeffrey HINES, an individual, Defendant-Appellee, v. L. Irving COFFEY, Third-Party-Defendant.

United States Court of Appeals, Tenth Circuit.

December 5, 1989.

Attorney(s) appearing for the Case

Richard K. Rufner and Sergiu L. Herscovici, Denver, Colo., for plaintiff-appellant.

William G. Imig and Neal S. Cohen of Ireland, Stapleton, Pryor & Pascoe, Denver, Colo., for defendant-appellee.

Before LOGAN, SEYMOUR and BALDOCK, Circuit Judges.

LOGAN, Circuit Judge.

Plaintiff Florabelle Coffey brought suit under § 10(b) of the Securities Exchange Act of 1934 (Exchange Act), 15 U.S.C. § 78j(b), and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5, against defendants Dean Witter Reynolds, Inc. (Dean Witter) and Jeffrey Hines, a Dean Witter account executive.1 Defendants moved to compel arbitration of the federal claims, but the trial court denied the...

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