MAXBERRY v. S.E.C.

No. 88-4005.

879 F.2d 222 (1989)

Dennis Lee MAXBERRY, Plaintiff-Appellant, v. SECURITIES AND EXCHANGE COMMISSION, Defendant-Appellee.

United States Court of Appeals, Sixth Circuit.

Decided July 14, 1989.


Attorney(s) appearing for the Case

Dennis Lee Maxberry, Cincinnati, Ohio, pro se.

Allison D. Garrett, Washington, D.C., J. Michael Crites, U.S. Atty., Office of the U.S. Atty., Cincinnati, Ohio, for S.E.C.

Before MERRITT and KRUPANSKY, Circuit Judges, and HILLMAN, Chief District Judge.


PER CURIAM.

Dennis Lee Maxberry appeals the district court's judgment dismissing his civil action construed to be filed under the Securities Act of 1933 and the Securities Exchange Act of 1934. The appeal has been referred to a panel pursuant to Rule 9(a), Rules of the Sixth Circuit. Upon consideration of the certified record and briefs, the panel unanimously agrees that oral argument is not needed. Fed.R.App.P. 34(a).

Maxberry claimed that the Securities...

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