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IN RE BRENTWOOD SECURITIES, INC.

BAP No. CC-87-1683 MoPJ, SIPA No. LA 85-00284 BR.

96 B.R. 1002 (1989)

In re BRENTWOOD SECURITIES, INC., Debtor. Michael C. JACKMAN, Appellant, v. SECURITIES INVESTOR PROTECTION CORPORATION, Appellee.

United States Bankruptcy Appellate Panel of the Ninth Circuit.

Decided March 9, 1989.

Attorney(s) appearing for the Case

Emilio T. Gurrola, McKiernan, Gurrola, Moriwaki & Brady, Los Angeles, Cal., for appellant.

William H. Seckinger, Associate Gen. Counsel, Securities Investor Protection Corp., Washington, D.C., for appellee.

Before MOOREMAN, PERRIS and JONES, Bankruptcy Judges.

OPINION

MOOREMAN, Bankruptcy Judge:

This appeal arises out of the bankruptcy court's order denying in part the appellant's claim for protection under the Securities Investor Protection Act (SIPA).

FACTS

The debtor, Brentwood Securities, Inc. ("Brentwood"), is a stock brokerage and investment banking firm registered as a broker-dealer with the Securities Exchange Commission. Because the Brentwood did not maintain the minimum net capital...

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