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BLINDER, ROBINSON & CO., INC. v. BRUTON

552 A.2d 466 (1989)

BLINDER, ROBINSON & CO., INC., Plaintiff Below, Appellant, v. Donald L. BRUTON, Securities Commissioner of the State of Delaware, Defendant Below, Appellee.

Supreme Court of Delaware.

Decided: January 9, 1989.

Attorney(s) appearing for the Case

Samuel A. Nolen (argued), William W. Bowser, Esquire, and Robert W. Whetzel, Richards, Layton & Finger, Wilmington, for appellant.

Gregg E. Wilson (argued) and Richard W. Hubbard, Deputy Attys. Gen., Dept. of Justice, Wilmington, for appellee.

Joseph C. Long, Sp. Counsel, North American Securities Administrators Ass'n, Norman, Okl., for amicus curiae North American Securities Administrators Ass'n.

Before CHRISTIE, C.J., and HORSEY and WALSH, JJ.

WALSH, Justice:

This is an appeal from a Court of Chancery decision which upheld an order of the Securities Commissioner of Delaware ("Commissioner") which imposed sanctions upon the appellant, Blinder, Robinson & Co., Inc., ("Blinder") under the provisions of the Delaware Securities Act, 6 Del.C. §§ 7301-28 ("Act"). The Chancellor sustained the Commissioner's determination that Blinder had reported in...

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