MEMORANDUM AND ORDER
KORMAN, District Judge.
Anthony R. Gugliotta brought this action against Evans & Co., Inc. ("Evans & Co."), a broker-dealer registered with the Securities and Exchange Commission, and two of its employees, Charles Bonsignore and Paul Brown. Gugliotta alleges that Evans & Co. and Brown are responsible, directly or indirectly, for damages sustained by plaintiff as a result of Bonsignore's alleged fraudulent misrepresentation...
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