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DOWNS v. PRUDENTIAL-BACHE SECURITIES, INC.

Docket No. D006570.

202 Cal.App.3d 616 (1988)

248 Cal. Rptr. 734

THOMAS L. DOWNS, Plaintiff and Respondent, v. PRUDENTIAL-BACHE SECURITIES, INC., Defendant and Appellant.

Court of Appeals of California, Fourth District, Division One.

June 29, 1988.

Attorney(s) appearing for the Case

COUNSEL

Geraldine Darrow, Timothy N. Will and Keesal, Young & Logan for Defendant and Appellant.

Paul Newberry for Plaintiff and Respondent.

OPINION

BENKE, J. —

SUMMARY

Plaintiff Thomas L. Downs went to work for Prudential-Bache Securities, Inc. (Prudential-Bache), in December 1983. He signed an application and an employment agreement, both of which provide for arbitration of any disputes he might have with Prudential-Bache. The employment agreement requires arbitration under the rules of the New York Stock Exchange (NYSE); in the event the stock exchange...

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