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McLAUGHLIN, PIVEN, VOGEL, INC. v. GROSS

Misc. No. 87-0311.

699 F.Supp. 55 (1988)

McLAUGHLIN, PIVEN, VOGEL, INC., Petitioner, v. Sidney E. GROSS and Irene L. Gross, Respondents, and Municipal Securities Rulemaking Board, Intervenor/Respondent.

United States District Court, E.D. Pennsylvania.

March 16, 1988.

Attorney(s) appearing for the Case

Thomas S. Brown, Philadelphia, Pa., George W. Clarke, Huntington, N.Y., for petitioner.

Alexander D. Bono, Philadelphia, Pa., Angela Desmond, Washington, D.C., for intervenor/respondent.

Lucinda O. McConathy, Washington, D.C., for S.E.C.

MEMORANDUM OF DECISION

McGLYNN, District Judge.

This is an appeal from an arbitration decision rendered pursuant to the small claims arbitration procedure of the Municipal Securities Rulemaking Board ("the Board"). The arbitration decision held petitioner, McLaughlin, Piven, Vogel, Inc. ("MPV"), liable to respondents, Sidney E. Gross and Irene L. Gross ("the Grosses"), in the amount of $2,500 for MPV's failure...

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