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IN RE BRENTWOOD SECURITIES, INC.

BAP Nos. CC 87-1291 MoVJ to CC 87-1294 MoVJ, SIPA No. LA 85-0284-BR.

87 B.R. 602 (1988)

In re BRENTWOOD SECURITIES, INC., Debtor. SECURITIES INVESTOR PROTECTION CORPORATION, Appellant, v. PEPPERDINE UNIVERSITY, Appellee. SECURITIES INVESTOR PROTECTION CORPORATION, Appellant, v. Mina Kolb McMURRAY, Appellee. SECURITIES INVESTOR PROTECTION CORPORATION, Appellant, v. John BIRMINGHAM, Appellee. SECURITIES INVESTOR PROTECTION CORPORATION, Appellant, v. Mike E. O'NEAL, Appellee.

United States Bankruptcy Appellate Panel of the Ninth Circuit.

Decided June 21, 1988.

Attorney(s) appearing for the Case

Theodore H. Focht, General Counsel, Securities Investor Protection Corp., Washington, D.C., for appellant.

Gary A. Hansen, General Counsel, Malibu, Cal., Emilio T. Gurrola, McKiernan, Gurrola, Moriwaki & Brady, Los Angeles, Cal., for appellees.

Mike E. O'Neal, Malibu, Cal., in pro per.

Before MOOREMAN, VOLINN and JONES, Bankruptcy Judges.

MOOREMAN, Bankruptcy Judge:

These four appeals arise out of four separate orders issued by the bankruptcy court which determined that the appellees were "customers" of the debtor Brentwood Securities, Inc., (Brentwood), and thus eligible for protection under the Securities Investor Protection Act (SIPA). The Appellant, Securities Investor Protection Corporation (SIPC), essentially argues that the disputed investments were not made through Brentwood and accordingly...

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