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LOCHE v. DEAN WITTER REYNOLDS, INC.

No. 87-829.

26 Mass. App. Ct. 296 (1988)

526 N.E.2d 1296

JOHN LOCHE vs. DEAN WITTER REYNOLDS, INC., & others.

Appeals Court of Massachusetts, Suffolk.

August 12, 1988.

Attorney(s) appearing for the Case

Susan Hughes Banning (Edward Notis-McConarty with her) for the plaintiff.

Jody E. Forchheimer for Dean Witter Reynolds, Inc.

Present: KASS, CUTTER, & FINE, JJ.

CUTTER, J.

On March 31, 1987, Loche brought an action against Dean Witter Reynolds, Inc. (DWR), and two brokers employed by that firm. The complaint in four counts alleged that Kearney and Mallozzi (sometimes referred to hereafter as "the brokers"), acting for DWR, had committed fraud, conversion, violations of Federal securities laws (see note 4, infra), and a breach of contract in connection with an investment...

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