Northern J. CALLOWAY, individually and on behalf of LMN Productions, Inc., Plaintiff-Appellant, Cross-Appellee,
v.
The MARVEL ENTERTAINMENT GROUP, A DIVISION OF CADENCE INDUSTRIES CORPORATION, James Galton, Al Brodax, Michael S. Klein, Luis Quiros, the Shukat Company, Ltd., Scott Shukat and Peter S. Shukat, Esq., Defendants-Appellees,
The Marvel Entertainment Group, a division of Cadence Industries Corporation, James Galton and Al Brodax, Defendants-Appellees, Cross-Appellants.
The MARVEL ENTERTAINMENT GROUP, A DIVISION OF CADENCE INDUSTRIES CORPORATION, James Galton, Al Brodax, Michael S. Klein, Luis Quiros and LMN Productions, Inc., Third-Party Plaintiffs-Appellees,
v.
The SHUKAT COMPANY, LTD., Scott Shukat and Peter S. Shukat, Esq., Third-Party Defendants-Appellees,
The Shukat Company, Ltd., and Scott Shukat, Third-Party Defendants-Appellees, Cross-Appellants,
Pavelic & LeFlore (now dissolved), counsel at trial for plaintiff, Appellants-Cross-Appellees,
Ray L. LeFlore, individually and as a partner of Pavelic & LeFlore (now dissolved), Appellant-Cross-Appellee.
United States Court of Appeals, Second Circuit.https://leagle.com/images/logo.png
Argued October 28, 1987.
Decided August 12, 1988.
Attorney(s) appearing for the Case
William Piel, New York City (Robert J. Katz, Arline Mann, Merle M. Martin, Sullivan & Cromwell, New York City, of counsel), for appellant-cross-appellee Ray L. LeFlore.
Radovan Pavelic, New York City, pro se for appellant-cross-appellee Pavelic & LeFlore (now dissolved).
Robert B. McKay, Santora & McKay, New York City, for defendants-appellees, cross-appellants The Marvel Entertainment Group, James Galton and Al Brodax.
Norman B. Arnoff, New York City, (Linda K. Brockett, Rosilyn, Newman, Arnoff & Siskind, New York City, of counsel), for third-party defendant-appellee Peter S. Shukat.
Sol V. Slotnik, Pomerantz & Slotnik, New York City, for third-party defendants-appellees The Shukat Co., Ltd. and Scott Shukat.
I. Scott Bieler, New York City (E. Michael Bradley, Brown & Wood, New York City, of counsel), for defendant-appellee Luis Quiros.
Before FEINBERG, Chief Judge, NEWMAN and WINTER, Circuit Judges.
United States Court of Appeals, Second Circuit.
WINTER, Circuit Judge:
This appeal and cross-appeal require us principally to decide whether sanctions of $200,000 were properly imposed under Rule 11, Fed.R.Civ.P., on an attorney, his firm and his client. We also address the question of whether sanctions may be imposed under 28 U.S.C. § 1927 after a case has been settled and dismissed. The sanctioned attorney, Ray L. LeFlore, appeals from Judge Sweet's award of $50...
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